GUIDELINES ON THE EXERCISE OF VOTING RIGHTS AND PARTICIPATION

LUNIS Vermögensmanagement AG is subject to the definition as asset an manager within the meaning of Section 134a (1) no. 2 German Joint Stock Corporation Act (AktG) and must therefore describe its participation policy within the meaning of Section 134b AktG.

• The company does not exercise any shareholder rights within the meaning of Section 134 b (1) no. 1 AktG based on participation in the company. In particular, no rights are exercised in relation to general meetings of joint stock companies. The right to a share in profits within the meaning of Section 60 et seq. AktG and subscription rights are observed in consultation with the client.
• Monitoring of important affairs of the companies within the meaning of Section 134b (1) no. 2 AktG occurs through acknowledgement of the legally required reporting of the companies in financial reports and ad hoc notifications.
• There is no exchange of opinions with the company’s executive bodies and stakeholders within the meaning of Section 134b (1) no. 3 AktG.
• There is no cooperation with other shareholders within the meaning of Section 134b (1) no. 4 AktG.
• In the event of conflicts of interest within the meaning of Section 134b (1) no. 5 AktG, disclosure is made to the parties involved according to the statutory provisions and the further procedure is clarified with the same.
• No annual publication on the implementation of the participation policy within the meaning of Section 134b (2) AktG takes place because there is no corresponding exercise of rights.
• No publication of voting behavior within the meaning of Section 134b (2) AktG takes place because there is no participation in voting.